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UNITEDSTATES

SECURITIESAND EXCHANGE COMMISSION

WASHINGTON,D.C. 20549

 

FORM10-Q

  

(Mark One)

 

QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the quarterly period ended September 30,2025

 

TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the transition period from ___________ to ___________

 

Commission File Number: 001-35384

 

DATA STORAGE CORPORATION 

(Exact name of registrant as specified in its charter)

 

Nevada   98-0530147
(State or other jurisdiction of
incorporation or organization)
  (I.R.S. Employer
Identification No.)

 

244 5th Avenue, 2nd Fl, 2821, New York, New York   10001
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including areacode: (212) 564-4922

 

225 Broadhollow Road, Suite 307, Melville, NY 11747 

(Former name, former address and former fiscal year,if changed since last report)

  

Securities registered pursuant to Section 12(b) of the Act:

  

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, par value $0.001 per share   DTST   The Nasdaq Capital Market
         
Warrants to purchase shares of Common Stock, par value $0.001 per share   DTSTW   The Nasdaq Capital Market

 

Indicate by check mark whether the registrant (1)has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months(or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirementsfor the past 90 days. Yes No

 

Indicate by check mark whether the registrant hassubmitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 ofthis chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). Yes No

 

Indicate by check mark whether the registrant is alarge accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. Seethe definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and“emerging growth company” in Rule 12b-2 of the Exchange Act.

  

Large Accelerated Filer Accelerated Filer
Non-Accelerated Filer Smaller Reporting Company
  Emerging Growth Company

 

If an emerging growth company, indicate by check markif the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standardsprovided pursuant to Section 13(a) of the Exchange Act.

 

Indicate by check mark whether the registrant is ashell company (as defined in Rule 12b-2 of the Exchange Act). Yes No

 

The number of shares of the registrant’s commonstock, $0.001 par value per share, outstanding as of November 18, 2025, was 7,498,358.

 

 

 

DATA STORAGE CORPORATION

FORM 10-Q

INDEX

 

  Page
PART I- FINANCIAL INFORMATION  
     
Item 1 Financial Statements  
     
  Condensed Consolidated Balance Sheets as of September 30, 2025, and December 31,2024 (unaudited) 1
     
  Condensed Consolidated Statements of Operations for the three and nine months ended September 30, 2025, and 2024 (unaudited)
     
  Condensed Consolidated Statements of Changes in Stockholders’ Equity for thethree and nine months ended September 30, 2025, and 2024 (unaudited)
     
  Condensed Consolidated Statements of Cash Flows for the nine months ended September 30, 2025, and 2024 (unaudited) 5
     
  Notes to Condensed Consolidated Financial Statements 6
     
Item 2. Management’s Discussion and Analysis of Financial Condition and Results of Operations 16 
     
Item 3. Quantitative and Qualitative Disclosures About Market Risk 21 
     
Item 4. Control and Procedures 21 
     
PART II- OTHER INFORMATION 22 
   
Item 1. Legal Proceedings 22 
     
Item 1A. Risk Factors 22
     
Item 2. Unregistered Sales of Equity Securities and Use of Proceeds 24
     
Item 3. Defaults Upon Senior Securities 24
     
Item 4. Mine Safety Disclosures 24
     
Item 5. Other Information 24
     
Item 6. Exhibits 25

 

 

 

DATA STORAGE CORPORATION AND SUBSIDIARIES

 CONDENSED CONSOLIDATEDBALANCE SHEETS

(Unaudited) 

                        

         
  September 30, 2025 December 31, 2024
ASSETS    
Current Assets:        
Cash and cash equivalents $284,714  $1,070,097 
Accounts receivable, net of allowance for expected credit losses of $648 and $767, respectively  74,035   59,018 
Escrow funds receivable  1,500,000    
Marketable securities  45,471,979   11,261,006 
Prepaid expenses and other current assets  127,778   118,538 
Current assets of discontinued operations     2,907,404 
Total current assets  47,458,506   15,416,063 
         
Property and equipment, net  4,545   6,077 
Other long-term assets  214,639   137,077 
Non-current assets of discontinued operations     9,720,998 
         
Total assets  47,677,690   25,280,215 
         
LIABILITIES AND STOCKHOLDERS’ EQUITY        
Current Liabilities:        
Accounts payable and accrued expenses  708,993   588,590 
Warrant liability  1,224,838    
Payable to purchaser of discontinued operations  176,687    
Income taxes payable  5,976,589    
Deferred tax liability - current   326,951     
Current liabilities of discontinued operations     2,957,559 
Total current liabilities  8,414,058   3,546,149 
         
Deferred tax liability – long-term     39,031 
Non-current liabilities of discontinued operations     523,070 
Total long-term liabilities     562,101 
         
Total liabilities  8,414,058   4,108,250 
         
Commitments and contingencies (Note 7)        
         
Stockholders’ equity:        
Preferred stock, Series A par value $0.001; 10,000,000 shares authorized; 0 and 0 shares issued and outstanding in 2024 and 2023, respectively      
Common stock, par value $0.001; 250,000,000 shares authorized; 7,465,306 and 7,045,108 shares issued and outstanding at September 30, 2025, and December 31, 2024, respectively  7,466   7,045 
Additional paid in capital  42,427,313   40,417,813 
Accumulated deficit  (2,912,547)  (18,982,589)
Accumulated other comprehensive loss  (14,235)  (23,214)
Total Data Storage Corp stockholders’ equity  39,507,997   21,419,055 
Non-controlling interest in consolidated subsidiary  (244,365)  (247,090)
Total stockholders’ equity  39,263,632   21,171,965 
Total liabilities and stockholders’ equity $47,677,690  $25,280,215 

 

Theaccompanying notes are an integral part of these condensed consolidated Financial Statements.

 

1

 

 

DATA STORAGE CORPORATION AND SUBSIDIARIES

 CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS

(Unaudited)  

 

                 
  Three Months Ended September 30, Nine Months Ended September 30,
  2025 2024 2025 2024
         
Sales $416,956  $325,299  $1,057,651  $899,135 
Cost of sales  218,457   180,832   580,193   504,684 
Gross Profit  198,499   144,467   477,458   394,451 
                 
Selling, general and administrative  1,296,974   984,099   3,242,833   2,867,140 
Loss from operations  (1,098,475)  (839,632)  (2,765,375)  (2,472,689)
                 
Interest income  193,347   160,770   417,520   456,580 
                 
Loss from continuing operations before income taxes  (905,128)  (678,862)  (2,347,855)  (2,016,109)
Provision (benefit) for income taxes   (1,034,683)        (1,034,683)     
Loss from continuing operations, net of tax   129,555   (678,862  (1,313,172  (2,016,109
Income (loss) from discontinued operations, net of tax  (822,503)  802,388   (85,351)  2,238,934 
Gain on sale of discontinued operation, net of tax  17,471,290      17,471,290    
 Net income from discontinued operations  16,648,787   802,388   17,385,939   2,238,934 
Net income   16,778,342   123,526   16,072,767   222,825 
Income (loss) in non-controlling interest of consolidated subsidiary  (66)   (1,129)  (3,462)  12,434 
                 
Net income attributable to common stockholders $16,778,276  $122,397  $16,069,305  $235,259 
                 
Loss per share from continuing operations – basic $0.02 $(0.10) $(0.18) $(0.29)
Loss per share from continuing operations – diluted $0.02 $(0.10) $(0.18) $(0.29)
Earnings per share from discontinued operations - basic  2.28  0.11  2.42  0.32 
Earnings per share from discontinued operations - diluted  2.19  0.11  2.32  0.31 
Earnings per share attributable to common stockholders – basic* $2.30  $0.02  $2.24  $0.03 
Earnings per share attributable to common stockholders – diluted* $2.20  $0.02  $2.15  $0.03 
Weighted average number of shares - basic  7,293,644   6,999,447   7,177,691   6,918,253 
Weighted average number of shares - diluted  7,613,606   7,405,664   7,482,791   7,334,763 

 

*Earnings per share may not add due to rounding

 

The accompanying notes are an integralpart of these condensed consolidated Financial Statements.  

 

2

 

 

DATA STORAGE CORPORATION AND SUBSIDIARIES

CONDENSEDCONSOLIDATED STATEMENTS OF CHANGES IN STOCKHOLDERS’ EQUITY

FOR THE THREE MONTHS ENDED SEPTEMBER 30, 2025, AND 2024

 (Unaudited)

 

                                               
   Preferred Stock  Common Stock  Additional Paid-in  Accumulated          Non-Controlling  Total
Stockholders'
   Shares  Amount  Shares  Amount  Capital  Deficit          Interest  Equity
                                 
Balance July 1, 2024      $    6,995,822   $6,995   $39,940,436   $(19,392,941)      -    $(250,511)  $20,303,979 
Stock options exercised           8,551    9    17,630           -         17,639 
Stock-based compensation             10,000    10    185,618                    185,628 
Net income                       122,397            1,129    123,526 
Balance September 30, 2024      $    7,014,373   $7,014   $40,143,684   $(19,270,544)      -    $(249,382)  $20,630,772 

  

   Preferred Stock  Common Stock               
   Shares  Amount  Shares  Amount  Additional Paid-in Capital  Accumulated Deficit  Accumulated other comprehensive loss  Non-Controlling Interest  Total Stockholders’ Equity
                            
Balance July 1, 2025      $    7,230,619   $7,231   $41,094,738   $(19,691,560)  $64,015   $(243,694)  $21,230,730 
Stock options exercised           177,830    178    374,329                374,507 
Stock-based compensation           56,857    57    958,246                958,303 
Other comprehensive loss                           (78,250)       (78,250)
Net income (loss)                       16,070,042        (671)   16,072,767 
Balance, September 30, 2025      $    7,465,306   $7,466   $42,427,313   $(2,912,547)  $(14,235)  $(244,365)  $39,263,632 

 

The accompanying notes are an integral part of these condensed consolidatedFinancial Statements.

 

3

 

 

DATA STORAGE CORPORATION AND SUBSIDIARIES

CONDENSED CONSOLIDATED STATEMENTS OF CHANGESIN STOCKHOLDERS’ EQUITY

FOR THE NINE MONTHSENDED SEPTEMBER 30, 2025, AND 2024   

 (Unaudited)

  

   Preferred Stock  Common Stock  Additional Paid-in  Accumulated          Non-Controlling  Total
Stockholders'
   Shares  Amount  Shares  Amount  Capital  Deficit          Interest  Equity
                                 
Balance January 1, 2024      $    6,880,460   $

6,881

   $

39,490,285

   $(19,505,803)    -     $(236,948)  $

19,754,415

 
Stock options exercised           45,097    45    88,687                    

88,732

 
Stock-based compensation           88,816    88    564,712                    

564,800

 
Net income (loss)                       235,259     -      (12,434)   

222,825

 
Balance, September 30, 2024      $    7,014,373   $7,014   $40,143,684   $(19,270,544)    -     $(249,382)  $20,630,772 

  

   Preferred Stock  Common Stock               
   Shares  Amount  Shares  Amount  Additional Paid-in Capital  Accumulated Deficit  Accumulated other comprehensive loss  Non-Controlling Interest  Total Stockholders’ Equity
                            
Balance January 1, 2025      $    7,045,108   $7,045   $40,417,813   $(18,982,589)  $(23,214)  $(247,090)  $21,171,965 
Stock options exercised           195,651    196    412,578                412,774 
Stock-based compensation           224,547    225    1,596,922                1,597,147 
Other comprehensive loss                           8,979        (78,250) 
Net income (loss)                       16,779,013        2,725    16,778,342 
Balance, September 30, 2025      $    7,465,306   $7,466   $42,427,313   $(2,912,547)  $(14,235)  $(244,365)  $39,263,632 

 

The accompanying notes are an integral part of thesecondensed consolidated Financial Statements.

 

4

 

 

DATA STORAGE CORPORATION AND SUBSIDIARIES

 CONDENSED CONSOLIDATEDSTATEMENTS OF CASH FLOWS 

(Unaudited)  

 

         
  Nine Months Ended September 30,
  2025 2024
Cash Flows from Operating Activities:        
Loss from continuing operations $(1,313,172) $(2,016,109)
Net income from discontinued operations  17,385,939   2,238,934 
Adjustments to reconcile net income to net cash provided by (used in) operating activities:        
Gain on sale of discontinued operations  (17,471,290)   
Depreciation and amortization  1,660   1,215 
Stock based compensation  1,005,830   564,800 
Provision for credit losses  6,512   577 
Changes in Assets and Liabilities:        
Accounts receivable  (21,529)  (12,502)
Prepaid expenses and other assets  (86,802)  (165,714)
Accounts payable and accrued expenses  296,345   (9,645)
Income taxes payable   (1,066,307    
Changes in assets and liabilities of discontinued operations  706,991   (48,966)
Net cash provided by (used in) operating activities  (555,823)  552,590 
         
Cash Flows from Investing Activities:        
Capital expenditures  (128)  (2,149)
Net proceeds from sale of discontinued operation  35,634,291    
Purchase of marketable securities  (38,485,795)  (456,573)
Sale of marketable securities  4,274,822   400,000 
Cash used in investing activities of discontinued operations  (787,129)  (1,113,859)
Net cash provided by (used in) investing activities  636,061   (1,172,581)
         
Cash Flows from Financing Activities:        
Payment for settlement of warrants  (1,236,825)   
Proceeds from stock option exercises  412,774   88,732 
Cash used in financing activities of discontinued operations  (51,520)  (383,753)
Net cash used in financing activities  (875,571)  (295,021)
         
Effect of exchange rate changes on cash  9,950    
         
Decrease in cash and cash equivalents  (785,383)  (915,012)
         
Cash and cash equivalents, beginning of period  1,070,097   1,428,730 
         
Cash and cash equivalents, end of period $284,714  $513,718 
         
Supplemental cash flow disclosures:        
Cash paid for interest $  $ 
Cash paid for income taxes $  $ 

 

Theaccompanying notes are an integral part of these condensed consolidated Financial Statements. 

 

5

 

 

DATA STORAGE CORPORATION AND SUBSIDIARIES

NOTES TO CONDENSED CONSOLIDATEDFINANCIAL STATEMENTS
(Unaudited)

 

 Note 1 – Basis of Presentation, Organization and OtherMatters

 

Headquartered in New York, NY Data Storage Corporation(“DSC” or the “Company”) is focused on strategic investments and supporting businesses in high-growth technologysectors, including, but not limited to, GPU Infrastructure-as-a-Service (IaaS), AI-driven software applications, cybersecurity and telecommunications.

 

On July 11, 2025, the Company entered into a definitiveagreement to sell its cloud solutions business, comprised of its CloudFirst Technologies Corporation and CloudFirst Europe Ltd. subsidiaries(the “Could Solutions Business”). The sale was approved by shareholders on September 10, 2025, and the transaction officiallyclosed on September 11, 2025.

 

As described in Note 3, the Cloud Solutions Businesshas been classified as a discontinued operation. The Company’s continuing operations consist of the operations of Nexxis Inc. (“Nexxis”)subsidiary, which provides voice and data telecommunications solutions. Unless otherwise noted, the following footnotes pertain to theCompany’s continuing operations.

 

These unaudited condensed consolidated financial statementshave been prepared in accordance with U.S. generally accepted accounting principles (“GAAP”) for interim financial informationand with the instructions to Form 10-Q and Article 10 of Regulation S-X. In the opinion of management, the accompanying unaudited condensedconsolidated financial statements contain all adjustments, consisting of only normal recurring adjustments, necessary for a fair presentationof the financial position, results of operations, and cash flows for the interim periods presented. Accordingly, they do not include allof the information and footnotes required by GAAP for complete financial statements. These financial statements should be read in conjunctionwith the Company’s audited consolidated financial statements and notes thereto included in its Annual Report on Form 10-K for theyear ended December 31, 2024, filed with the Securities and Exchange Commission (the “SEC”)on March 31, 2025.

 

Note 2 – Summary of Significant Accounting Policies

 

Principles of Consolidation

 

The accompanying unaudited condensed consolidatedfinancial statements include the accounts of the Company and its subsidiaries, consisting of (i) Information Technology Acquisition Corporation,a Delaware corporation; and (ii) its majority-owned subsidiary, Nexxis Inc., a Nevada corporation. All intercompany transactions and balanceshave been eliminated in consolidation.

 

The Company’s former business segments, CloudFirstTechnologies Corporation and CloudFirst Europe Ltd., were sold on September 11, 2025, and are classified as discontinued operations.

  

The Company’s continuing operations consistof a single reportable segment focused on voice and data solutions. The Chief Executive Officer reviews consolidated financial informationto assess performance and allocate resources.

 

Recently Issued and Newly Adopted Accounting Standards

  

In November 2024, FinancialAccounting Standards Board (“FASB”) issued Accounting Standards Update (“ASU”) ASU 2024-03, IncomeStatement (Topic 220): Reporting Comprehensive Income - Expense Disaggregation Disclosures, Disaggregation of Income Statement Expenses,which requires public companies to disclose, in interim and annual reporting periods, additional information about certain expenses inthe financial statements. Subsequently, in January 2025, the FASB issued ASU 2025-01, which clarified the effective date of ASU 2024-03.The amendments in this pronouncement will be effective for annual periods beginning after December 15, 2026, and interim reporting periodsbeginning after December 15, 2027. Early adoption is permitted and is effective on either a prospective basis or retrospective basis.The Company is currently assessing the potential impacts of adoption on its financial statements.

 

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In May 2025, the FASB issued ASU 2025-03, BusinessCombinations (Topic 805) and Consolidation (Topic 810): Determining the Accounting Acquirer in the Acquisition of a Variable InterestEntity. This ASU provides guidance for determining the accounting acquirer in a business combination involving a variable interestentity. The amendments are effective for fiscal years beginning after December 15, 2026, including interim periods within those fiscalyears. The Company is currently evaluating the impact of this ASU on its consolidated financial statements but does not expect it to havea material impact upon adoption.

 

Use of Estimates

 

The preparation of financial statements in conformitywith U.S. GAAP requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosureof contingent assets and liabilities at the date of the financial statements and the reported amounts of revenue and expenses during thereporting period. Actual results could differ from these estimates.

 

Fair Value Measurement

 

The Company’s financial instruments include cash, accounts receivable,accounts payable and operating lease commitments. Management believes that the estimated fair values of cash, accounts receivable, andaccounts payable as of September 30, 2025, approximate their carrying values due to the short-term nature of these instruments.

 

The fair value measurement disclosures are groupedinto three levels based on valuation factors:

 

  Level 1 – quoted prices in active markets for identical investments

 

  Level 2 – other significant observable inputs (including quoted prices for similar investments and market corroborated inputs)

 

  Level 3 – significant unobservable inputs (including the Company’s own assumptions in determining the fair value of investments)

 

The Company’s Level 1 assets and liabilities include cash, accounts receivable,marketable securities, accounts payable, prepaid expenses, and other current assets. Management believes the estimated fair valueof these accounts at September 30, 2025, approximates their carrying value as reflected in the balance sheets due to the short-term natureof these instruments.

 

The Company’s Level 2 assets and liabilitiesinclude the Company’s finance and operating lease assets and liabilities. The carrying amounts of these leases approximate theirfair values, based on a comparison of the lease terms and the Company’s incremental borrowing rates with those of similar leasesavailable in the market.

 

Level 3 fair value measurements are derived from valuationtechniques that include significant inputs that are not based on observable market data. When required, the Company uses discounted andundiscounted cash flow models to determine the fair value of certain assets and liabilities. These models rely on unobservable inputs,which reflect management’s own assumptions about the factors that market participants would use in pricing the asset or liability,and are significant to the overall fair value measurement.

 

Assets and Liabilities Measured at Fair Value ona Nonrecurring Basis

 

Certain assets and liabilities aremeasured at fair value on a nonrecurring basis. Assets and liabilities recognized or disclosed at fair value on the consolidated financialstatements on a nonrecurring basis include items such as property and equipment, goodwill, and other intangible assets.

 

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Cash and Cash Equivalents

 

The Company considers all highly liquid investmentswith an original maturity, or remaining maturity at the time of purchase, of three months or less, to be cash equivalents.

 

Investments

 

Marketable securities that are bought and held principallyfor the purpose of selling them in the near term are classified as trading securities and are reported at fair value, with unrealizedgains and losses recognized in earnings.

 

Concentration of Credit Risk and Other Risks and Uncertainties

 

Financial instruments and assets subjecting the Companyto concentration of credit risk consist primarily of cash and cash equivalents, short-term investments, and trade accounts receivable.The Company’s cash and cash equivalents are maintained at major U.S. financial institutions. Deposits in these institutions mayexceed the amount of insurance provided on such deposits.

 

The Company’s customers are primarily concentrated in the UnitedStates.

 

As of September 30, 2025, the Company’s Nexxis subsidiary had four customersthat individually accounted for approximately 28%, 14%, 11%, and 10% of the Company's total accounts receivable, respectively. Foreach of the three and nine months ended September 30, 2025, one customer accounted for more than 10% of sales in the Company’s Nexxissubsidiary. 

 

Accounts Receivable

 

Accounts receivable are stated at their net realizablevalue. The Company maintains an allowance for credit losses for estimated losses resulting from the inability of its customers tomake required payments. Due to the monthly subscription nature of the services and positive collection history, this allowance has notbeen material.

 

Property and Equipment

 

Property and equipment, which consists primarily ofoffice and computer equipment, are recorded at cost and depreciated over their estimated useful lives using the straight-line method.The estimated useful lives for this equipment are generally five to seven years.

 

Additions, betterments, and replacements are capitalized,while expenditures for repairs and maintenance are charged to operations when incurred. As units of property are sold or retired, therelated cost and accumulated depreciation are removed from the accounts, and any resulting gain or loss is recognized in income.

 

Revenue Recognition

 

The Company’s continuing operations derive allrevenue from its Nexxis subsidiary, which provides Voice over Internet Protocol (“VoIP”), Internet access, and data transportservices. Revenue is recognized when control of the promised services is transferred to customers, in an amount that reflects the considerationthe Company expects to be entitled to in exchange for those services.

 

The Company’s contracts are typically monthlysubscription agreements. For these contracts, the Company has a single performance obligation: to provide continuous access to its VoIP,Internet, and/or data transport services over the contract term. This performance obligation is satisfied over time because the customersimultaneously receives and consumes the benefits of the services as they are provided.

 

Revenue is recognized ratably over the monthly serviceperiod. The Company’s standard payment terms are monthly, and the transaction price is the fixed monthly subscription fee. Becausethe billing cycle corresponds directly to the service period, the Company does not have significant contract assets or contract liabilities(deferred revenue) at the end of a reporting period. All revenue from continuing operations is transacted in the United States in U.S.dollars. 

 

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Advertising Costs

 

The Company expenses the costs associated with advertisingas they are incurred. The Company incurred $5,613 and $9,087 for advertising costs for the three months ended September 30, 2025, and2024, respectively. The Company incurred $12,131 and $29,658 for advertising costs for the nine months ended September 30, 2025, and 2024,respectively.

 

Stock-Based Compensation

 

The Company follows the requirements of FASB ASC 718-10-10,Share-Based Payments with regards to stock-based compensation issued to employees and non-employees. The Company has agreementsand arrangements that call for stock to be awarded to employees and consultants at various times as compensation and periodic bonuses.The expense for this stock-based compensation is equal to the fair value of the stock price on the day the stock was awarded multipliedby the number of shares awarded. The Company has a relatively low forfeiture rate of stock-based compensation, and forfeitures are recognizedas they occur.

 

The valuation methodology used to determine the fairvalue of the options issued during the period is the Black-Scholes option-pricing model. The Black-Scholes model requires the use of anumber of assumptions including the volatility of the stock price, the average risk-free interest rate, and the weighted average expectedlife of the options. Risk-free interest rates are calculated based on continuously compounded risk-free rates for the appropriate term.The dividend yield is assumed to be zero as the Company has never paid or declared any cash dividends on its Common Stock and does notintend to pay dividends on its Common Stock in the foreseeable future. The expected forfeiture rate is estimated based on management’sbest assessment.

 

Estimated volatility is a measure of the amount by which the Company’s stockprice is expected to fluctuate each year during the expected life of the award. The Company’s calculation of estimated volatilityis based on historical stock prices over a period equal to the expected life of the awards.

 

Net Income Per Common Share

 

Basic income per share is computed by dividing net income by the weighted averagenumber of shares of Common Stock outstanding during the period. Diluted earnings per share is computed by dividing net income adjustedfor income or loss that would result from the assumed conversion of potential shares of Common Stock from contracts that may be settledin stock or cash by the weighted average number of shares of Common Stock, common stock equivalents and potentially dilutive securitiesoutstanding during each period.

 

The following table sets forth the information neededto compute basic and diluted earnings per share for the three and nine months ended September 30, 2025, and 2024:

  

                 
  ThreeMonths Ended September 30, NineMonths Ended September 30,
  2025 2024 2025 2024
         
Netincome attributable to common stockholders 16,778,276  122,397  16,069,305  235,259 
                 
Weightedaverage number of common shares - basic  7,293,644   6,999,447   7,177,691   6,918,253 
Dilutivesecurities                
Options  202,792   181,842   176,220   192,135 
Restrictedstock units  117,170   224,375   128,880   224,375 
Weightedaverage number of common shares - diluted  7,613,606   7,405,664   7,482,791   7,334,763 
                 
Earningsper share, basic $2.30  $0.02  $2.24  $0.03 
Earningsper share, diluted $2.20  $0.02  $2.15  $0.03 

 

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The following table sets forth the number of potentialshares of common stock that have been excluded from diluted net income per share because their effect was anti-dilutive:

 

                    
   Three Months Ended September 30,  Nine Months Ended September 30,
   2025  2024  2025  2024
Options       510,953        500,660 
Warrants   513,750    2,495,860    513,750    2,495,860 
    513,750    3,006,813    513,750    2,996,520 

 

Note 3 –Discontinued Operations

 

On September 11, 2025, the Company completed the saleof its Cloud Solutions Business for a base purchase price of $40,000,000. At closing, the proceeds were contractually adjusted for a $1,500,000 escrowdeposit and $431,537 in net adjustments for estimated closing date debt and working capital.

 

This resulted in total cash received at closing of $38,068,463. The transactionremains subject to final post-closing adjustments, which may be settled from the escrowed funds. 

 

The operatingresults of these divested subsidiaries have been reclassified and are presented as “Income (loss) from discontinuedoperations, net of tax” on the Condensed Consolidated Statements of Operations for all periods presented. The gain on the saleis presented separately in the Condensed Consolidated Statements of Operations, as follows:

 

     
   Amount
Gross cash proceeds received after working capital adjustment  $38,068,463 
Add: Amount placed in Escrow   1,500,000 
Less:     
Carrying value of net assets disposed (1)   (9,870,523)
Cash transaction and selling costs (2)   (2,434,172)

Warrant liability reclassification (3)

   (2,461,663)
Total pre-tax gain on sale  $24,802,105 
Income tax expense (4)   (7,330,816)
Net gain on sale of discontinued operation  $17,471,289 

 

(1)Represents the carrying value (book value) of the assets and liabilities of the Business on the date of sale.

(2)Represents cash selling expenses, including legal and advisory fees, as shown on the Condensed Consolidated Statement of Cash Flows.

(3) Represents the fair value ofthe warrant liability reclassified from equity as cost of the transaction (see Note 5).  

(4) Represents the estimated provision forfederal and state income taxes on the gain from the sale. This tax expense was determined based on management's preliminary analysis,which included estimates for the taxable gain on the sale, the utilization of the Company's net operating loss carryforwards based ona preliminary analysis and an estimate for state income taxes. The final tax expense is subject to change pending the completion of formaltax studies and final calculations and may be adjusted.

 

Summary of Significant Accounting Policies ofDiscontinued Operations

 

The Cloud Solutions Business derived revenue from subscription services forcloud infrastructure and disaster recovery, managed services, and the sale of equipment and software. Subscription revenue was recognizedratably over the contract term. Revenue from equipment and software sales was recognized at a point in time when control transferred tothe customer. Goodwill and other intangible assets of the Cloud Solutions Business were tested for impairment annually. Property and equipment,primarily data center assets, were depreciated on a straight-line basis over their estimated useful lives.

 

The major classesof assets and liabilities of the Cloud Solutions Business classified as discontinued operations   wereas follows:

 

    
  December 31, 2024
ASSETS:    
Accounts receivable $2,166,440 
Prepaid and other assets  740,964 
Current assets of discontinued operations  2,907,404 
     
Property and equipment, net  3,433,579 
Goodwill and intangible assets, net  5,665,677 
Right-of-use and other assets  621,742 
Total assets of discontinued operations $12,628,402 
     
LIABILITIES:    
Accounts payable and accrued expenses $2,594,789 
Deferred revenue  212,390 
Finance and operating lease liabilities - current  150,380 
Current liabilities of discontinued operations  2,957,559 
Finance and operating lease liabilities – non-current  523,070 
Total liabilities of discontinued operations $3,480,629 
     

 

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Operating results for the discontinued operationswere as follows:

 

                
  July 1, 2025 to Three Months Ended January 1, 2025 to Nine Months Ended
  September 11, 2025 September 30, 2024 September 11, 2025 September 30, 2024
         
Sales $3,449,697  $5,483,536  $16,039,680  $18,055,939 
Cost of sales  1,963,757   3,116,332   9,436,049   10,564,354 
Gross Profit  1,485,940   2,367,204   6,603,631   7,491,585 
                 
Selling, general and administrative  2,339,986   1,553,402   6,678,953   5,219,717 
Income (loss) from discontinued operations  (854,046)  813,802   (75,322  2,271,868 
                 
Interest and other expense  (81)  (11,414)  (41,653)  (32,934)
Provision (benefit) for income taxes  (31,624     (31,624   
                 
Income (loss) from discontinued operations, net of tax $(822,503) $802,388  $(85,351 $2,238,934 

 

Note 4 - Prepaids and other current assets

 

Prepaids and other current assets consist of the following:

 

          
   September 30, 2025  December 31, 2024
Prepaid subscriptions and licenses  $2,244   $26,991 
Prepaid insurance   51,953    67,373 
Deferred transaction costs   69,056     
Other   4,525    24,174 
Prepaid and other current assets  $127,778   $118,538 

  

Note 5- Warrant Liability

 

Description ofWarrants and Fundamental Transaction

 

On July 21, 2021,the Company issued 1,031,250Common Stock Purchase Warrants (the “July 2021 Warrants)to institutional investors. The July 2021 Warrants have an exercise price of $6.15per share.

 

The July 2021 Warrant agreements contained a “FundamentalTransaction” provision stating that upon a merger, change in control, or sale of all or substantially all of the Company’sassets, holders could elect to receive a cash payment equal to the Black-Scholes value of their July 2021 Warrants.

 

On September 11, 2025, the Company completed the saleof its CloudFirst division (see Note 3, “Discontinued Operations”). This transaction constituted a Fundamental Transaction,which triggered the cash-settlement provision for all outstanding July 2021 Warrants.

 

Accounting Policy

 

Prior to September 11, 2025, the July 2021 Warrantswere classified as equity, as the cash-settlement provision was contingent and not probable of being triggered.

 

Thetriggering of the cash-settlement provision on September 11, 2025, required the July 2021 Warrants to be reclassified from equity toa liability at their fair value. The Company recognized an initial warrant liability of $2,461,663,which was recorded as a component of the gain on sale of discontinued operations.

 

The warrant liability is subject to remeasurementat fair value at each subsequent reporting period. For the period from the September 11, 2025 reclassification date through September30, 2025, the change in the liability's fair value was determined by management to be immaterial.

 

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Fair Value Measurement

 

The fair value of the warrant liability is measuredusing the Black-Scholes-Merton option-pricing model, which requires the use of subjective assumptions. These inputs are considered Level3 inputs within the fair value hierarchy.

 

The key assumptions used in the Black-Scholes-Mertonmodel to value the outstanding warrant liability as of September 30, 2025, were as follows:

 

 
Assumption September 30, 2025
Stock Price $5.15
Exercise Price $6.15
Expected Term (in years) 1.3years
Expected Volatility 107.8%
Risk-Free Interest Rate 3.8%
Expected Dividend Yield 0.0%

 

Expected Term: The expected term represents the remaining contractual life of the warrants.

 

Expected Volatility: The expected volatility is based on the historical volatility of the Company’s common stock over a period commensurate with the expected term.

 

Risk-Free Interest Rate: The risk-free interest rate is based on the U.S. Treasury yield curve in effect at the time of valuation for instruments with a similar expected term.

 

Expected Dividend Yield: The Company has not paid, and does not anticipate paying, any cash dividends on its common stock.

 

Warrant LiabilityRoll-Forward

 

The following table provides a roll-forward of thewarrant liability, which is measured at fair value on a recurring basis:

 

          
   Three Months Ended September 30, 2025  Nine Months Ended September 30, 2025
Beginning Balance  $   $ 
Reclassification from equity on 9/11/25   2,461,663    2,461,663 
Cash settlement of warrants   (1,236,825)   (1,236,825)
Ending Balance  $1,224,838   $1,224,838 

  

During the three and nine months ended September30, 2025, holders of 517,500 July 2021 Warrants elected to receive cash settlements totaling $1,236,825.

 

Note 6 - Stockholders’ Equity

 

Capital Stock

 

The Company has 260,000,000 authorized shares of capitalstock, consisting of 250,000,000 shares of Common Stock, par value $0.001, and 10,000,000 shares of Preferred Stock, par value $0.001per share. No shares of Preferred Stock are currently outstanding.

 

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At the Market EquityDistribution Agreement

 

On July 18, 2024, the Company entered into an Equity Distribution Agreement(the “Agreement”), pursuant to which it may offer and sell, from time to time, shares of its Common Stock. Sales of sharesof Common Stock under the Agreement will be made pursuant to the Company’s registration statement on Form S-3 (File No. 333-280881)(the “Registration Statement”) and a related prospectus supplement (the “ATM Prospectus”). The ATM Prospectusrelates to the offering of up to $10,600,000 of shares of the Company’s Common Stock. The issuance and sale, if any, of common stockunder the Agreement is subject to the Company maintaining an effective registration statement. The Registration Statement was declaredeffective on July 26, 2024. To date, the Company has not made any sales under the Agreement.

 

Common Stock Options

 

A summary of the Company’s options activityand related information follows:

 

               
   Number of  Weighted  Weighted
   Shares  Average  Average
   Under  Exercise  Contractual
   Options  Price  Life
Options Outstanding at January 1, 2025   678,302   $2.79    6.42 
Options Granted   51,240    4.36      
Exercised   (195,651)   2.24      
Expired/Cancelled   (30,958)   2.79      
Options Outstanding at September 30, 2025   503,113   $2.56    4.48 
                
Options Exercisable at September 30, 2025   503,113   $2.56    4.48 

 

Share-based compensation expense for options totaling$383,734 and $50,451 was recognized in the Company’s results for the three months ended September 30, 2025, and 2024, respectively.Share-based compensation expense for options totaling $507,018 and $140,566 was recognized in the Company’s results for the ninemonths ended September 30, 2025, and 2024, respectively.

 

The intrinsic value of outstanding options as of September30, 2025, was $779,471.

 

The valuation methodology used to determine the fairvalue of the options issued during the year was the Black-Scholes option-pricing model. The Black-Scholes model requires the use of anumber of assumptions including the volatility of the stock price, the average risk-free interest rate, and the weighted average expectedlife of the options.

 

The risk-free interest rate assumption is based uponobserved interest rates on zero-coupon U.S. Treasury bonds whose maturity period is appropriate for the term of the options.

 

Estimated volatility is a measure of the amount bywhich the Company’s stock price is expected to fluctuate each year during the expected life of the award. The Company’s calculationof estimated volatility is based on historical stock prices of the Company over a period equal to the expected life of the awards.

 

As of September 30, 2025, there was no unrecognizedcompensation expense related to unvested employee options granted under the Company’s share-based compensation plans.

 

The weighted average fair value of options granted,and the assumptions used in the Black-Scholes model during the nine months ended September 30, 2025, and 2024, are set forth in the tablebelow.

 

          
   2025  2024
Weighted average fair value of options granted  $4.36   $5.72 
Risk-free interest rate   4.32%   3.94%-4.21%
Volatility   108.39%   126%-159%
Expected life (years)   5.21    6 years 
Dividend yield  $%  $%

 

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Warrants

 

A summary of activity related to Common Stock Warrantsand related information follows for the nine months ended September 30, 2025 is presented below:

 

          
   Number of Warrants  Weighted Average Exercise Price
Outstanding at January 1, 2025   1,031,250   $6.15 
Granted        
Exercised        
Settled for cash (Fundamental Transaction)   (517,500)   6.15 
Forfeited/Expired        
Outstanding at September 30, 2025   513,750    6.15 
Exercisable at September 30, 2025   513,750   $6.15 

 

Share-based awards, Restricted Stock Units (‘RSUs’)

 

A summary of the activity related to RSUs for thenine months ended September 30, 2025, is presented below:

 

          
Restricted Stock Units (RSUs)  Shares  Weighted Average Fair Value $
RSUs non-vested at January 1, 2025   214,375   2.79 
RSUs granted   125,083    3.95 
RSUs vested   (224,547)   3.41 
RSUs forfeited   (949)   4.88 
RSUs non-vested at September 30, 2025   113,962   2.81 

 

Stock-based compensation for RSUs has been recordedin the consolidated statements of operations and totaled $154,084 and $57,844 for the three months ended September 30, 2025, and 2024,respectively. Stock-based compensation for RSUs has been recorded in the consolidated statements of operations and totaled $498,812 and$202,492 for the nine months ended September 30, 2025, and 2024, respectively.

 

As of September 30, 2025, there was no unrecognizedcompensation expense related to unvested RSUs granted under the Company’s share-based compensation plans.

 

Preferred Stock

 

Key provisions of the Company’s authorized and designated Series A PreferredStock are set forth below. There are no shares of Series A Preferred Stock issued or outstanding as of September 30, 2025:

 

Liquidation preference

 

Upon any liquidation, dissolution, or winding up ofthe Company, whether voluntary or involuntary, before any distribution or payment shall be made to the holders of any Common Stock, theholders of Series A Preferred Stock shall be entitled to be paid out of the assets of the Company legally available for distribution tostockholders, for each share of Series A Preferred Stock held by such holder, an amount per share of Series A Preferred Stock equal tothe Original Issue Price for such share of Series A Preferred Stock plus all accrued and unpaid dividends on such share of Series A PreferredStock as of the date of the Liquidation Event.

 

Conversion

 

The number of shares of Common Stock to which a shareof Series A Preferred Stock may be converted shall be the product obtained by dividing the Original Issue Price of such share of SeriesA Preferred Stock by the then-effective Conversion Price (as defined herein) for such share of Series A Preferred Stock. The ConversionPrice for the Series A Preferred Stock shall initially be equal to $0.02 and shall be adjusted from time to time.

 

Voting

 

Each holder of shares of Series A Preferred Stockshall be entitled to the number of votes, upon any meeting of the stockholders of the Company (or action taken by written consent in lieuof any such meeting) equal to the number of shares of Common Stock into which such shares of Series A Preferred Stock could be converted.

 

Dividends

 

Each share of Series A Preferred Stock, in preferenceto the holders of all common stock, shall entitle its holder to receive, but only out of funds that are legally available therefore, cashdividends at the rate of ten percent (10%) per annum from the Original Issue Date on the Original Issue Price for such share of SeriesA Preferred Stock, compounding annually unless paid by the Company. There are no shares of Series A Preferred Stock outstanding as ofSeptember 30, 2025.

 

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Note 7 – Commitments and Contingencies

 

The Company is currently not involved in any litigation that it believes couldhave a materially adverse effect on its financial condition or results of operations. There is no action, suit, proceeding, inquiry orinvestigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledgeof the executive officers of the Company or any of its subsidiaries, threatened against or affecting the Company, its Common Stock, anyof its subsidiaries or of the Company’s or its subsidiaries’ officers or directors in their capacities as such, in which anadverse decision could have a material adverse effect.

 

Note 8 – Income Taxes

 

The Company's provision for income taxes is determinedusing an estimated annual effective tax rate, adjusted for discrete items that arise during the period.

 

Continuing Operations: For the nine monthsended September 30, 2025, the Company recorded an income tax benefit of $1,034,683 on its pre-tax loss from continuing operations of $2,347,855.This benefit resulted from a partial release of the Company's valuation allowance against its net deferred tax assets. The taxable gaingenerated from the sale of the discontinued operation (discussed below) provided a source of income, allowing for the realization of thesedeferred tax assets which previously did not meet the "more likely than not" criteria. For the comparable 2024 period, the Companymaintained a full valuation allowance.

 

Discontinued Operations: For the nine monthsended September 30, 2025, the Company recorded a pre-tax loss from discontinued operations of $116,975 and a related tax benefit of $31,624.

 

Separately, the Company completed the sale of its discontinued operation,resulting in a pre-tax gain of $24,802,105 for the nine months ended September 30, 2025. The Company recorded a provision for federaland state income taxes on this gain of $7,330,816. This gain is treated as a significant, discrete item for tax purposes. The final taxexpense is subject to change pending the completion of formal tax studies.

 

The final tax expense is subject to change pendingthe completion of formal tax studies and final calculations, and may be adjusted in the future. The $4,362,885 tax expense is recordedas a component of the "Net gain on sale of discontinued operation" in the Condensed Consolidated Statements of Operations andas "Income taxes payable" on the Condensed Consolidated Balance Sheet.

 

Note 9 – Related Party Transactions

 

Nexxis Capital LLC

 

Charles M. Piluso (Chairmanand CEO) and Harold Schwartz (President) collectively own 100% of Nexxis Capital LLC (“Nexxis Capital”). Nexxis Capital wasformed to purchase equipment and provide leases to Nexxis Inc.’s customers. The Company received from Nexxis Capital $0and $0for the three and nine months ended September 30, 2025, and $3,257and $7,348for the three and nine months ended September 30, 2024, respectively.

 

Eisner & Maglione CPA’s LLC

 

Lawrence Maglione,a member of the Board of Directors, is a partner of Eisner & Maglione CPA’s LLC. The Company paid Mr. Maglione’s firm$7,878and $5,075for accounting and consulting services for the three months ended September 30, 2025, and 2024, respectively.The Company paid Mr. Maglione’s firm $35,616and $13,908for accounting and consulting services during the nine months ended September 30, 2025, and 2024, respectively.

 

Note 10 – Equity Investment

 

On May 21, 2025, the Company invested $100,000in TG-17, Inc.(“TG-17”), a privately held Delaware corporation, in exchange for shares of TG-17 Series CF PreferredStock. The investment represents less than 20% of the outstanding equity of TG-17, Inc. and does not convey board representation,control rights, or any significant influence over the investee’s operating or financial policies.

 

The investment does not have a readily determinablefair value, and accordingly, the Company accounts for the investment using the measurement alternative. Under this method, the investmentis recorded at its original cost and is adjusted for any impairment or for observable price changes in orderly transactions for the identicalor a similar investment of the same issuer.

 

As of September 30, 2025, the Company has not identifiedany events or changes in circumstances that would indicate impairment of the investment, nor has it observed any transactions requiringa remeasurement of its carrying value. The investment is classified as a non-current asset on the balance sheet.

 

Note 11 - Subsequent Events

 

The Company has evaluated events that occurred throughNovember 18, 2025, the date that the financial statements were issued, and determined that there have been no events that have occurredthat would require adjustments to the Company’s disclosures in the financial statements other than as follows:

 

Final Settlement of Warrant Liability

 

In October 2025, subsequent to the period ended September 30,2025, the Company completed the final settlement of its outstanding warrant liability, which was recorded at $1,224,838 on theCondensed Consolidated Balance Sheet.

 

The full liability was extinguished through two actions:

 

  Cash payments totaling approximately $812,000 were made to holders who exercised theircash settlement rights.
  The remaining liability balance of approximately $412,000 was reclassified to AdditionalPaid-in Capital, as the 30-day period for holders to elect a cash settlement expired.

 

As of the date of this filing, the Company has no remaining liabilityassociated with these warrants.

 

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ITEM 2. MANAGEMENT’S DISCUSSION AND ANALYSISOF FINANCIAL CONDITION AND RESULTS OF OPERATION

 

The following discussion and analysis of our financialcondition and results of operations should be read in conjunction with our unaudited consolidated financial statements and notes theretoincluded in Part I, Item 1 of this Quarterly Report on Form 10-Q and with our audited financial statements and notes thereto for the yearended December 31, 2024, included in our Annual Report on Form 10-K for the fiscal year ended December 31, 2024 filed on March 31, 2025,as amended on April 30, 2025 (the “2024 Annual Report”) with the U.S. Securities and Exchange Commission (the “SEC”).This Quarterly Report on Form 10-Q contains forward-looking statements, including without limitation, statements related to our plans,strategies, objectives, expectations, intentions, and adequacy of resources. Investors are cautioned that such forward-looking statementsinvolve risks and uncertainties including, without limitation, the following: (i) our plans, strategies, objectives, expectations, and intentionsare subject to change at any time at our discretion; (ii) our plans and results of operations will be affected by our ability tomanage growth; and (iii) other risks and uncertainties indicated from time to time in our filings with the SEC.

 

In some cases, you can identify forward-looking statementsby terminology such as may,’ ‘will,’ ‘should,’ ‘could,’‘expects,’ ‘plans,’ ‘intends,’ ‘anticipates,’ ‘believes,’‘estimates,’ ‘predicts,’ ‘potential, or continueor the negative of such terms or other comparable terminology. Although we believe that the expectations reflected in the forward-lookingstatements are reasonable, we cannot guarantee future results, levels of activity, performance, or achievements. Moreover, neither wenor any other person assumes responsibility for the accuracy and completeness of such statements. Readers are cautioned not to place unduereliance on these forward-looking statements, which speak only as of the date hereof. We are under no duty to update any of the forward-lookingstatements after the date of this report.

 

Company Overview 

 

Data Storage Corporation (“DataStorage,” “we,” “us,” “our” and the “Company”) has been a leading provider of multi-cloudhosting, fully managed cloud services, disaster recovery, cybersecurity, IT automation, and voice & data solutions for more than twentyyears. However, following the sale of our cloud solutions business on September 11, 2025, which consisted of the operations of our subsidiaries,CloudFirst Technologies Corporation and CloudFirst Europe Ltd., there has been a strategic shift in our operations. We continue tooperate our subsidiary, Nexxis Inc. (“Nexxis”), a telecommunications and data solutions access company. We are focused onmanaging, building, expanding or acquiring synergetic technology companies that provide leading edge solutions that assist businessesand institutions improve our business processes. We intend to pursue acquisitions of companies in complementary and high-growth technologysectors.

 

At the closing of the sale ofthe CloudFirst business on September 11, 2025, we received $38,068,463 in cash. This amount was based on a contractual base purchase priceof $40,000,000, adjusted at closing for a $1,500,000 escrow deposit and $431,537 in net adjustments for estimated closing date debt andworking capital.

 

From this amount, we paid $2,434,172for selling expenses and other transaction costs. As a result, our Condensed Consolidated Statement of Cash Flows for the nine monthsended September 30, 2025, reflects net cash proceeds of $35,634,291 from the sale, net of cash selling expenses.

 

The net proceeds, after accounting for all transactioncosts and estimated taxes, are reflected in the Gain on sale of discontinued operation on the Condensed Consolidated Statements of Operations.

 

Our Board of Directors (the “Board”) hasdetermined that we will engage in a tender offer to repurchase from our shareholders up to 85% of our outstanding shares of Common Stockat the time the tender offer is made, which our Board currently expects will be commenced in the fourth quarter of 2025. We intend touse 85% of our cash on hand on the date the tender offer is made, inclusive of the net sale proceeds received in connection with the saleof the CloudFirst business, net of certain expenses and taxes, to offer to repurchase up to 85% of our outstanding shares of Common Stockin compliance with all relevant statutory requirements.

 

Our Board is actively evaluating multiple strategicalternatives for the use of the remaining sale proceeds, with the goal of maximizinglong-term shareholder value. Some of the uses for such remaining cash include, without limitation:

 

Targeted Acquisitions in High-Growth Sectors – We intend to leverage our management’s expertise in technology and pursue acquisitions of companies in complementary and high-growth technology sectors which may include the following:

 

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o

ArtificialIntelligence (AI) Enabled Vertical SaaS (software-as-a-service) GPU infrastructure type services, IaaS

 

o

Cybersecurity solutions and related applications and services, such asSOC.

  

o

Investments in companies in various sectors

 

Sale or Merger of the Company – Our Board may evaluate potential strategic interest in the public company itself, including a full sale, reverse merger, or other business combination with a third party that may benefit from our public listing, cash position, 250 million shares authorized and clean capital structure; and/or

 

A Hybrid of the Above Strategies – We may pursue a combination of the above strategies for the remaining sale proceeds beyond those intended to be used for the tender offer.

 

The Board has not made a final determination regardingthe use of proceeds received from consummation of the sale of the CloudFirst business in excess of those intended to be used for the tenderoffer, the terms of which have not been finalized. Any such actions will be subject to further review, market conditions, and, where required,shareholder approval. We are committed to maximizing shareholder value while maintaining flexibility to pursue the most advantageous pathforward.


RESULTS OF OPERATIONS

 

Following the sale of our cloud solutions business on September 11,2025, our continuing operations consist solely of our Nexxis subsidiary. The historical operations of the divested business havebeen reclassified and are presented as “Income (loss) from discontinued operations, net of tax” in our CondensedConsolidated Statements of Operations.

 

Accordingly, the following discussion and analysis of our results of operationsfocuses on our continuing operations (Nexxis) for the periods presented.

 

Three months ended September 30, 2025, as comparedto September 30, 2024

 

 Sales and GrossProfit

 

Sales from our continuing operations,which consist of our Nexxis subsidiary, were $416,956 for the three months ended September 30, 2025, an increase of $91,657, or 28.2%,from $325,299 in the same period last year due to an expanding customer base. The increase was primarily driven by the continued expansionof our voice and data telecommunications solutions to new and existing customers.

 

Gross profit for the third quarter of 2025 was $198,499, an increase of$54,032, or 37.4%, compared to $144,467 in the third quarter of 2024. Our gross profit margin improved to 47.6% from 44.4% in the prior-yearperiod. The increase in gross margin was primarily due to successful cost management and scaling efficiencies as our subscription revenuebase grows.

 

 Selling, general and administrative expenses

 

   Three Months Ended September 30,
   2025  2024  $ Inc (Dec)  % Inc (Dec)
Salaries and director fees  $415,802   $375,600   $40,202    10.7%
Stock based compensation   537,818    108,335    429,483    396.4%
Professional fees   277,519    396,762    (119,243)   (30.1)%
Software as a service   1,558    3,724    (2,166)   (58.2)%
Advertising   5,613    9,087    (3,474)   (38.2)%
Commissions   22,376    19,733    2,643    13.4%
Depreciation and amortization   563    408    155    37.9%
Travel and entertainment   5,754    48,282    (42,528)   (88.1)%
Rent and occupancy   4,970        4,970    0.0%
Insurance   9,050    3,228    5,822    180.3%
Other   15,951    18,940    (2,989)   (15.8)%
Total Expenses  $1,296,974   $984,099   $312,875    31.8%

  

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Selling, general and administrative expenses. For the three months ended September 30, 2025, selling, general and administrative expenses increased $312,875, or 31.8%, to $1,296,974 from $984,099 for the three months ended September 30, 2024. The increase was primarily driven by a $429,483, or 396.4%, increase in non-cash stock-based compensation primarily related to the accelerated vesting of equity awards in connection with the Divestiture, which triggered a fundamental transaction clause in equity award agreements with employees. Salaries and director fees also increased by $40,202, or 10.7%, due to annual merit-based adjustments. These increases were partially offset by a $119,243, or 30.1%, decrease in professional fees as certain legal and consulting projects from the prior year were completed.

 

Income from continuing operations, net of tax.income from continuing operations was $129,555 for the three months ended September 30, 2025, compared to a loss of $678,862 in the prioryear period. The change compared to the prior period was primarily due to an income tax benefit recorded in the 2025 period, offset byan increase in non-cash stock-based compensation.

 

Interest Income. Interestincome for the three months ended September 30, 2025, was $193,347, compared to $160,770 for the three months ended September 30, 2024.The 20.3% increase in other income was primarily due to higher interest income earned on our portfolio of marketable securities, whichwas significantly expanded using the net proceeds from the sale of our cloud solutions business (the “Divestiture”).

 

Nine months ended September 30, 2025, as comparedto September 30, 2024

 

Sales and Gross Profit

 

Sales from our continuing operations were $1,057,651for the nine months ended September 30, 2025, an increase of $158,516, or 17.6%, from $899,135 in the same period last year. The increasewas primarily driven by an expanding customer base in our Nexxis voice and data solutions business.

 

Gross profit for the nine monthsended September 30, 2025 was $477,458, an increase of $83,007, or 21.0%, compared to $394,451 in the prior-year period. Our gross profitmargin improved to 45.1% from 43.9% in the prior-year period, driven by favorable sales mix and operating leverage.

 

Selling, general and administrative expenses

 

   Nine Months Ended September 30,
   2025  2024  $ Inc (Dec)  % Inc (Dec)
Salaries and director fees  $1,358,165   $1,181,502   $176,663    15.0%
Stock based compensation   1,005,830    343,058    662,772    193.2%
Professional fees   682,634    1,086,634    (404,000)   (37.2)%
Software as a service   4,667    10,696    (6,029)   (56.4)%
Advertising   12,131    29,658    (17,527)   (59.1)%
Commissions   56,210    49,223    6,987    14.2%
Depreciation and amortization   1,660    1,215    445    36.6%
Travel and entertainment   37,284    96,040    (58,756)   (61.2)%
Rent and occupancy   13,670        13,670    0.0%
Insurance   15,797    9,817    5,980    60.9%
Other   54,785    59,297    (4,512)   (7.6)%
Total Expenses  $3,242,833   $2,867,140   $375,693    13.1%

  

Selling, general and administrative expenses. For the nine months ended September 30, 2025, selling, general and administrative expenses increased $375,693, or 13.1%, to $3,242,833 from $2,867,140 for the nine months ended September 30, 2024. The increase was primarily driven by a $662,772, or 193.2%, increase in non-cash stock-based compensation primarily related to the accelerated vesting of equity awards in connection with the Divestiture, which triggered a fundamental transaction clause in equity award agreements with employees. Salaries and director fees increased $176,663, or 15.0%, attributable to annual merit-based salary adjustments. These increases were significantly offset by a $404,000, or 37.2%, decrease in professional fees, primarily related to lower legal and consulting expenses in the current year. 

 

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Loss from continuing operations, net of tax.Loss from continuing operations, net of tax was $1,313,172 for the nine months ended September 30, 2025, compared to a loss of $2,016,109in the prior year period. The decreased loss was primarily due to a tax benefit recorded in the 2025 period, partially offset by an increasein non-cash stock-based compensation expense.

 

InterestIncome. Interest income for the nine months ended September 30, 2025, was $417,520, compared to $456,580 for the nine monthsended September 30, 2024. The 8.6% decrease was primarily due to lower average balances of marketable securities held during thefirst eight months of 2025 as compared to the prior year. This was partially offset by an increase in interest income generated inthe last 19 days of the third quarter from the investment of the net proceeds from the Divestiture.

 

Incomefrom discontinued operations, net of tax.   Forthe nine months ended September 30, 2025, we recognized a gain on the sale of discontinued operations of $17,846,470. This gain is netof transaction costs and the reclassification of the warrant liability. This gain was partially offset by a loss from the operations ofthe CloudFirst business of $116,975 for the period of January 1, 2025, through the sale date of September 11, 2025.

 

LIQUIDITY AND CAPITAL RESOURCES

 

Sale of CloudFirst Businesses 

 

On September 11, 2025, wecompleted the Divestiture, which consisted of our CloudFirst and CloudFirst UK segments, for gross proceeds of $40.0 million. The salewas approved by shareholders on September 10, 2025.

 

We received net cash proceeds of approximately $38.1 million, which is netof $1.5 million placed in escrow and a working capital adjustment. As of September 30, 2025, we paid transaction costs of $3.7 million(including $1.2 million of contractual warrant repurchases and $2.4 million of direct transaction costs). Additionally, we have accrued$4.4 million in estimated income taxes payable related to the Divestiture and in October 2025, paid $0.8 million of contractual warrantrepurchases. Furthermore, these proceeds are subject to final post-closing adjustments for net working capital and closing date debt,which are expected to be paid by amounts held in escrow.

 

Thissignificant influx of cash has fundamentally altered our liquidity and capital resources. Management’s new strategy is to use theproceeds remaining after the tender offer for strategic investments and acquisitions in high-growth technology sectors, including GPUInfrastructure-as-a-Service (IaaS), AI-driven software, and cybersecurity. We also intend to use a substantial portion of the net proceedsto return capital to shareholders. We believe that our current cash and marketable securities resulting from the sale are sufficient tofund our continuing operations and new strategic initiatives at least the next twelve months from the date of the filing of this QuarterlyReport on Form 10-Q future.  

 

Overview of Liquidityand Cash Flows

 

The condensed consolidatedfinancial statements have been prepared in accordance with generally accepted accounting principles in the United States of America (“GAAP”)applicable for a going concern, which assumes that the Company will realize its assets and discharge its liabilities in the ordinary courseof business.

 

To the extent we are successfulin identifying potential acquisition targets and negotiating the terms of such acquisitions, and where the purchase price may includea cash component, we expect to use our working capital and the proceeds of any financing it may engage in to finance such acquisitioncosts.

 

Ourconclusion concerning our liquidity is based on current information. If this information proves to be inaccurate, or if circumstanceschange, we may not be able to meet our liquidity needs, which may require a reduction in selling general and administrative expenses,including salaries for officers that are major shareholders.  

 

On July 18, 2024, we enteredinto an Equity Distribution Agreement (the “Agreement”) with Maxim, discussed in Note 8 to the condensed consolidated financialstatements, pursuant to which we may offer and sell, from time to time, through Maxim, as sales agent or principal, shares of our commonstock. There can be no guarantee that we will be able to raise capital from sales under the Agreement. To date, we have not made any salesunder the Agreement.

 

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The Company’s working capital in the company’s continuing operationswas $46,749,512 on September 30, 2025, increasing by $34,829,443 from $11,920,069 at, December 31, 2024. The increase is primarily attributableto the disposition of the CloudFirst business. The working capital at, December 31, 2024, included the assets and liabilities of the businessthat was subsequently sold, while the working capital at, September 30, 2025, reflects only our continuing operations (Nexxis Inc.) andthe net proceeds from the Divestiture.

 

Cash Flows for nine months ended September 30,2025, as compared to the nine months ended September 30, 2024

 

The following table summarizes our cash flows:

 

   Nine Months Ended September 30,
   2025  2024
Cash used in operating activities of continuing operations  $(1,145,839)  $(1,637,378)
Cash provided by (used in) investing activities of continuing operations   1,423,190    (58,722)
Cash provided by (used in) financing activities of continuing operations   (824,051)   88,732 
Cash provided by (used in) discontinued operations   (248,633)   692,356 
Effect of exchange rate changes on cash   9,950     
           
Decrease in cash   (785,383)   (915,012)
Cash, beginning of period   1,070,097    1,428,730 
Cash, end of period  $284,714   $513,718 

 

Operating Activities: Cash used in operating activities of continuingoperations was $1.1 million for the nine months ended September 30, 2025, compared to $1.6 million used in the prior-year period. Thecash used in 2025 was primarily driven by the loss from continuing operations of $2.3 million, which was largely offset by non-cash stock-basedcompensation of $1.0 million and other non-cash charges.

 

Investing Activities:Cash provided by investing activities of continuing operations was $1.4 million for the nine months ended September 30, 2025, comparedto cash used of $58,722 in the same period of the prior year. The cash provided in 2025 was primarily driven by the $35,634,291 in netcash received from the sale of the CloudFirst business. These proceeds were almost entirely deployed into marketable securities, as reflectedin the $38.5 million in purchases and $4.3 million in sales of marketable securities during the period.

 

Financing Activities:Cash used in financing activities of continuing operations was $824,051 for the nine months ended September 30, 2025, compared to cashprovided of $88,732 in the same period of the prior year. The significant cash use in 2025 was the $1,236,825 cash settlement of warrantsissued in a private placement offering consummated in July 2021 (the “July 2021 Warrants”) following the trigger of the FundamentalTransaction provision in the July 2021 Warrants. This was partially offset by $412,774 in proceeds from stock option exercises.

 

Cash Flows from Discontinued Operations: Cash used in discontinuedoperations was $248,633 for the nine months ended September 30, 2025, compared to cash provided of $692,356 in the prior-year period.This represents the net cash flows from the CloudFirst business for the period of January 1, 2025, through the sale date of September11, 2025.

 

Critical AccountingEstimates

 

The preparation of financialstatements in conformity with US GAAP requires management to make estimates and assumptions that affect the reported amounts of assetsand liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts ofrevenue and expenses during the reporting period. Actual results could differ from these estimates. We believe that the accounting estimatesemployed are appropriate and resulting balances are reasonable; however, due to inherent uncertainties in making estimates, actual resultsmay differ from the original estimates, requiring adjustments to these balances in future periods. There are accounting policies, eachof which requires significant judgments and estimates on the part of management, that we believe are significant to the presentation ofour consolidated financial statements. The critical accounting estimates that affect the consolidated financial statements and the judgmentsand assumptions used are consistent with those described under Part II, Item 7 of the 2024 Annual Report.

 

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Off-Balance Sheet Arrangements

 

The Company does not have any off-balance sheet arrangements,financings, or other relationships with unconsolidated entities or other persons, also known as “special purpose entities”.

 

Item 3. Quantitative and Qualitative DisclosuresAbout Market Risk.

 

As a smaller reporting company this item is not required.

 

Item 4. Controls and Procedures.

 

Evaluation of Disclosure Controls and Procedures.

 

As of the end of the period covered by this Quarterly Report on Form 10-Q,under the supervision and with the participation of our management, including our principal executive officer and principal financialofficer, we conducted an evaluation of our disclosure controls and procedures, as such term is defined under Rule 13a-15(e) and Rule 15d-15(e)promulgated under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Rule 13a-15(e) under the ExchangeAct defines “disclosure controls and procedures” as controls and other procedures of a company that are designed to ensurethat the information required to be disclosed by a company in the reports that it files or submits under the Exchange Act is recorded,processed, summarized and reported, within the time periods specified in the SEC’s rules and forms, and that such information isaccumulated and communicated to a company’s management, including our Chief Executive Officer and Chief Financial Officer, as appropriate,to allow timely decisions regarding required disclosure. Based upon that evaluation, and as a result of the material weakness describedbelow, our Chief Executive Officer and Chief Financial Officer have concluded that our disclosure controls and procedures were not effectiveat the reasonable assurance level as of September 30, 2025.

 

A control system, no matter how well conceived and operated, can provideonly reasonable, not absolute, assurance that the objectives of the control system are met. Due to its inherent limitations, internalcontrol over financial reporting may not prevent or detect misstatements. Therefore, even those systems determined to be effective canprovide only reasonable assurance with respect to financial statement preparation and presentation. Accordingly, our disclosure controlsand procedures are designed to provide reasonable, not absolute, assurance that the objectives of our disclosure control system are met.As set forth above, our Chief Executive Officer and Chief Financial Officer have concluded, based on the evaluation as of the end of theperiod covered by this Quarterly Report on Form 10-Q, that our disclosure controls and procedures were not effective to provide reasonableassurance that the objectives of our disclosure control system were met.

 

Changes in InternalControl Over Financial Reporting.

 

Duringthe course of the review for this Quarterly Report on Form 10-Q, management identified a material weakness in our internal controls overfinancial reporting. This material weakness relates specifically to the design and execution of controls over the accounting and disclosureof significant and unusual transactions, specifically the controls related to the analysis used in the financial reporting process andthe related income tax implications of the divestiture of a material portion of our business, which occurred late in the quarter.

 

Thematerial weakness resulted from deficiencies in the controls over the analysis used in the financial reporting process, particularlyin evaluating the accounting and tax consequences of this complex transaction. As a result, our existing controls did not operate effectivelyto ensure that such transaction was appropriately assessed and disclosed.

 

Inorder to remediate this material weakness, management plans to implement the following steps to strengthen our internal control environment:

 

  Enhancinginternal review procedures to ensure that significant and unusual transactions are identified, analyzed, and reviewed with appropriaterigor each quarter.
     
  Engagingappropriate internal and external resources to support the evaluation of complex transactions, including the related income taximplications, where specialized expertise is required.
     
  Providingadditional training to relevant personnel on the accounting and disclosure requirements for significant and unusual transactions.

 

Managementwill continue to monitor the effectiveness of these remediation efforts and will make further adjustments to the plan as necessary toensure the material weakness is fully addressed.

 

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PART II - OTHER INFORMATION

 

Item 1. Legal Proceedings.

 

From time to time, the Company may become involvedin legal proceedings or be subject to claims arising in the ordinary course of its business. The Company is not presently a party to anylegal proceedings that, if determined adversely to it, would individually or taken together have a material adverse effect on its business,operating results, financial condition, or cash flows. Regardless of the outcome, litigation can have an adverse impact on the Companybecause of defense and settlement costs, diversion of management resources and other factors.

 

Item 1A. Risk Factors. 

 

Investing in our securitiesinvolves a high degree of risk. You should carefully consider the following risks and the risk factors set forth in our 2024 Annual Report,together with all the other information in this Quarterly Report on Form 10-Q, including our condensed financial statements and notesthereto. If any of the following risks actually materialize, our operating results, financial condition and liquidity could be materiallyadversely affected. The following information updates, and should be read in conjunction with, the information disclosed in Part I, Item1A, “Risk Factors,” contained in our 2024 Annual Report. Except as disclosed below, there have been no material changes fromthe risk factors disclosed in our 2024 Annual Report.

 

The Company has not generated a significant amount of net income, and it maynot be able to sustain profitability in the future.

 

As reflected in the unauditedconsolidated financial statements, the Company had a loss from continuing operations of $1.1 million and $2.8 million, respectively, forthe three and nine months ended September 30, 2025, net income attributable to common shareholders of $16.1 million and $15.4 millionfor the three and nine months ended September 30, 2025. As of September 30, 2025, the Company had cash of $0.3 million, marketable securitiesof $45.4 million, and working capital in its continuing operations of $46.7 million. There can be no assurance that the Company will continueto generate income in the future or be profitable. 

 

Wemay need to raise additional capital to acquire companies in complementary and high-growth technology sectors and there can be no assurancethat we will be successful in doing so.

 

Weexpect our expenses to increase in connection with our anticipated acquisition activities. For the foreseeable future we will have tofund all of our operations and capital expenditures from revenue generated from operations and equity and debt offerings and cash on hand.

 

Wemay need to raise additional capital to fund our acquisitions, and we cannot be certain that funding will be available on acceptable termson a timely basis, or at all. To the extent that we raise additional funds by issuing equity securities, our stockholders may experiencesignificant dilution. Any debt financing, if available, may involve restrictive covenants that may impact our ability to conduct our businessand also have a dilutive effect on our stockholders. We currently do not have any commitment for funding. Our ability to raise capitalthrough the sale of securities may be limited by the rules of the SEC and Nasdaq that place limits on the number and dollar amount ofsecurities that may be sold. There can be no assurances that we will be able to raise the funds needed, especially in light of the factthat our ability to sell securities registered on our registration statement on Form S-3 will be limited until such time the market valueof our voting securities held by non-affiliates is $75 million or more.

 

We have identifieda material weakness in our internal control over financial reporting, which could adversely affect our abilityto report our financial results accurately and in a timely manner.

 

Inconnection with the preparation of this Quarterly Report on Form 10-Q, we identified a material weakness in our internal control overfinancial reporting. The material weakness relates to the design and execution of controls over the accounting and disclosure of significantand unusual transactions, including the related income tax implications. This weakness was identified in connection with the divestitureof a material portion of our business that occurred late in the quarter.

Amaterial weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there isa reasonable possibility that a material misstatement of our financial statements would not be prevented or detected on a timely basis.Although we are actively implementing a remediation plan, including enhancing internal review procedures and engaging appropriate internaland external resources, the material weakness has not yet been fully remediated.

If our internal control overfinancial reporting or our disclosure controls and procedures are not effective, we may not be able to accurately report our financialresults, prevent fraud, or file our periodic reports in a timely manner, which may cause investors to lose confidence in our reportedfinancial information and may lead to a decline in our stock price.

 

Our management is responsiblefor establishing and maintaining adequate internal control over our financial reporting, as defined in Rule 13a- 15(f) under the ExchangeAct. During the third quarter of 2025, we identified a material weakness in our internal controls over financial reporting related tothe accounting for significant and unusual transactions. Specifically, the controls related to the analysis utilized in the financialreporting process and the related income tax implication of the significant and unusual transactions. Management plans to fully remediatethe identified material weakness in internal controls, however, there can be no assurance that the internal control over financial reporting,as modified, will enable us to identify or avoid material weaknesses in the future. In addition, the material weakness will not be consideredremediated until the applicable controls operate for a sufficient period of time and management has concluded, through testing, that thesecontrols are designed and operating effectively.

  

A shutdown of the U.S.federal government may adversely affect our business.

 

A recurring shutdown of the U.S. federal government may adversely affectour business operations and regulatory compliance. During such shutdowns, while the SEC’s EDGAR system remains operational, theunavailability of SEC staff to review filings, issue comments, or declare registration statements effective may delay our ability to completepublic offerings, respond to comment letters, or obtain timely regulatory approvals. These delays could impact our access to capital markets,hinder strategic transactions, and create uncertainty around our disclosure obligations. Additionally, the lack of interpretive guidanceor exemptive relief during a shutdown may increase legal and compliance risks. There can be no assurance that future shutdowns will notmaterially affect our operations or financial condition.

 

22

 

 

Our growth may beimpacted by acquisitions. We may not be able to identify suitable acquisition candidates, complete acquisitions or integrate acquisitionssuccessfully.

 

Our future growth may depend in part on our ability to acquire and successfullyintegrate new businesses. Our Board is actively evaluating multiple strategic alternatives for the use of the remaining sale proceeds,which as stated above, include targeted acquisitions in high growth sectors, a reverse merger or a hybrid of the foregoing. We may notbe able to identify suitable acquisition candidates, complete acquisitions, or integrate acquisitions successfully. Once acquired, operationsmay not achieve anticipated levels of revenues or profitability. Acquisitions involve risks, including difficulties in the integrationof the operations, technologies, services, and products of the acquired companies and the diversion of management's attention from otherbusiness concerns. Although our management will endeavor to evaluate the risks inherent in any particular transaction, there are no assurancesthat we will properly ascertain all such risks. Difficulties encountered with acquisitions could have a material adverse effect on ourbusiness, financial condition, and results of operations.

 

Upon exercise of theCompany’s outstanding options or warrants, the Company will be obligated to issue a substantial number of additional shares of CommonStock which will dilute its present shareholders.

 

The Company is obligatedto issue additional shares of its Common Stock in connection with any exercise or conversion, as applicable, of its outstanding options,warrants, and shares of its convertible preferred stock. The exercise of warrants or options will cause the Company to issue additionalshares of its Common Stock and will dilute the percentage ownership of its shareholders. In addition, the Company has in the past, andmay in the future, exchange outstanding securities for other securities on terms that are dilutive to the securities held by other shareholdersnot participating in such an exchange.

  

The Company may be the target of securitiesclass action and derivative lawsuits which could result in substantial costs.

 

Securities class action lawsuits and derivative lawsuitsare often brought against companies that have entered into agreements similar to the Divestiture involving a sale of a line of businessor other business combinations. In addition, the Company may be subject to private actions, collective actions, investigations, and variousother legal proceedings by shareholders, customers, employees, competitors, government agencies, or others. Even if the lawsuits are withoutmerit, defending against these claims can result in substantial costs, damage to the Company’s reputation, and divert significantamounts of management time and resources. If any of these legal proceedings were to be determined adversely to the Company, or the Companywere to enter into a settlement arrangement, it could be exposed to monetary damages or limits on its ability to operate its business,which could have an adverse effect on the Company’s business, liquidity financial condition, and operating results. Asof the date of this Quarterly Report on Form 10-Q, the Company was not aware of any securities class action lawsuits or derivative lawsuitshaving been filed in connection with the Divestiture.

 

23

 

  

Item 2. Unregistered Sales of Equity Securitiesand Use of Proceeds.

 

(a) Unregistered Salesof Equity Securities

 

There were no unregistered sales of the Company’s equity securities duringthe three months ended September 30, 2025, that were not previously reported in a Current Report on Form 8-K.

 

(b) Use of Proceeds

 

Not applicable.

 

(c) Issuer Purchase ofEquity Securities

 

None.

 

Item 3. Defaults Upon Senior Securities.

 

There were no defaults upon senior securities during the three months ended September30, 2025.

 

Item 4. Mine Safety Disclosures

 

Not Applicable.

 

Item 5. Other Information.

 

During the three months ended September 30, 2025,no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non Rule 10b5-1trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.

 

24

 

 

Item 6. Exhibits.

 

ExhibitNo. Description
  
2.1 Unit Purchase Agreement, dated July 11, 2025, by and among Data Storage Corporation, CloudFirst Technologies Corporation, CloudFirst Technologies, LLC, and Total Server Solutions Holdings, LLC (incorporated by reference to Exhibit 2.1 of the Current Report on Form 8-K (File No. 001-35384) filed by the Company on July 15, 2025)
3.1 Articles of Incorporation (incorporated by reference to Exhibit 3.1 to the Registrant’s Registration Statement on Form SB-2 (File No. 333-148167) filed on December 19, 2007).
3.2 Certificate of Amendment to Articles of Incorporation (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K (File No. 333-148167) filed on October 24, 2008).
3.3 Certificate of Amendment to Articles of Incorporation (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K (File No. 333-148167) filed on January 9, 2009).
3.4 Bylaws (incorporated by reference to Exhibit 3.2 to the Registrant’s Registration Statement on Form SB-2 (File No. 333- 148167) filed on December 19, 2007).
3.5 Amended Bylaws (incorporated by reference to Exhibit 3.2 to Form 8-K (File No. 333-148167) filed on October 24, 2008).
3.6 Form of Certificate of Amendment to the Articles of Incorporation (incorporated by reference to Appendix A to the Information Statement on Schedule 14C (File No. 001-35384) filed with the Securities and Exchange Commission on March 8, 2021).
3.7 Form of Certificate of Correction to the Certificate of Amendment to the Articles of Incorporation dated October 7, 2008 (incorporated by reference to Appendix C to the Information Statement on Schedule 14C (File No. 001-35384) filed with the Securities and Exchange Commission on March 8, 2021).
3.8 Form of Certificate of Validation and Ratification of the Certificate of Correction to the Certificate of Amendment to the Articles of Incorporation dated October 7, 2008 (incorporated by reference to Appendix C to the Information Statement on Schedule 14C (File No. 001-35384) filed with the Securities and Exchange Commission on March 8, 2021).
3.9 Form of Certificate of Correction to the Certificate of Amendment to the Articles of Incorporation dated October 16, 2008 (incorporated by reference to Appendix D to the Information Statement on Schedule 14C (File No. 001-35384) filed with the Securities and Exchange Commission on March 8, 2021).
3.10 Form of Certificate of Validation and Ratification of the Certificate of Correction to the Certificate of Amendment to the Articles of Incorporation dated October 16, 2008 (incorporated by reference to Appendix D to the Information Statement on Schedule 14C (File No. 001-35384) filed with the Securities and Exchange Commission on March 8, 2021).
3.11 Form of Certificate of Correction to the Certificate of Amendment to the Articles of Incorporation dated January 6, 2009 (incorporated by reference to Appendix E to the Information Statement on Schedule 14C (File No. 001-35384) filed with the Securities and Exchange Commission on March 8, 2021).
3.12 Form of Certificate of Validation and Ratification of the Certificate of Correction to the Certificate of Amendment to the Articles of Incorporation dated January 6, 2009 (incorporated by reference to Appendix E to the Information Statement on Schedule 14C (File No. 001-35384) filed with the Securities and Exchange Commission on March 8, 2021).
3.13 Form of Certificate of Correction to the Certificate of Amendment to the Articles of Incorporation dated June 24, 2009 (incorporated by reference to Appendix F to the Information Statement on Schedule 14C (File No. 001-35384) filed with the Securities and Exchange Commission on March 8, 2021).
3.14 Form of Certificate of Validation and Ratification of the Certificate of Correction to the Certificate of Amendment to the Articles of Incorporation dated June 24, 2009 (incorporated by reference to Appendix F to the Information Statement on Schedule 14C (File No. 001-35384) filed with the Securities and Exchange Commission on March 8, 2021).
3.15 Certificate of Designations, Preferences and Rights of Series A Preferred Stock of Data Storage Corporation (incorporated by reference to Appendix F to the Information Statement on Schedule 14C (File No. 001-35384) filed with the Securities and Exchange Commission on March 8, 2021).
3.16 Amendment to Bylaws (incorporated by reference to Exhibit 3.1 to Current Report on Form 8-K (File No. 001-35384) filed with the Securities and Exchange Commission on May 6, 2024).
10.1 Form of Support Agreement (incorporated by reference to Exhibit 10.2 of the Current Report on Form 8-K (File No. 001-35384) filed by the Company on July 15, 2025)
10.2 Asset Contribution Agreement, dated September 11, 2025, by and among Data Storage Corporation, CloudFirst Technologies Corporation, Flagship Solutions, LLC, Secure Infrastructure & Services LLC and CloudFirst Global LLC (Incorporated by reference to Exhibit 10.1 of the Current Report on Form 8-K (File No. 001-35384) filed with the Securities and Exchange Commission on September 16, 2025)
31 .1* Certification by the Principal Executive Officer of Registrant pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (Rule 13a-14(a) or Rule 15d-14(a)).
31.2* Certification by the Principal Financial Officer of Registrant pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (Rule 13a-14(a) or Rule 15d-14(a)).
32.1* Certification by the Principal Executive Officer pursuant to 18 U.S.C. 1350 as adopted pursuant to Section 906 of the Sarbanes- Oxley Act of 2002.
32.2* Certification by the Principal Financial Officer pursuant to 18 U.S.C. 1350 as adopted pursuant to Section 906 of the Sarbanes- Oxley Act of 2002.
101.INS XBRLInstant Document
101.SCH XBRLTaxonomy Extension Schema Document
101.CAL XBRLTaxonomy Extension Calculation Linkbase Document
101.DEF* XBRLTaxonomy Extension Definition Linkbase Document
101.LAB* XBRLTaxonomy Extension Label Linkbase Document
101.PRE* XBRLTaxonomy Extension Presentation Linkbase Document

 

* Filed herewith.

# Exhibits and schedules have been omitted pursuant to Item 601(a)(5) of RegulationS-K. The Company agrees to furnish supplementally a copy of any omitted exhibit to the SEC upon request.

 

25

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities ExchangeAct of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  DATA STORAGE CORPORATION

Date: November 19, 2025

 
  By: /s/ Charles M. Piluso
    Charles M. Piluso
    Chief Executive Officer
    (Principal Executive Officer)

 

Date: November 19, 2025

 
  By: /s/ Chris H. Panagiotakos
    Chris H. Panagiotakos
    Chief Financial Officer
    (Principal Financial and Accounting Officer)

 

26

 

 

 

 

Exhibit 31.1

 

CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER

PURSUANT TO SECTION 302 OF THE

SARBANES-OXLEY ACT OF 2002

 

I, Charles M. Piluso, certifythat:

 

1. I have reviewed this quarterly report on Form 10-Q of Data Storage Corporation;
   
2. Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
   
3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
   
4. The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
   
a) designed such disclosure controls and procedures, or caused such disclosure controls and procedures tobe designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries,is made known to us by others within those entities, particularly during the period in which this report is being prepared;
   
b) designed such internal control over financial reporting, or caused such internal control over financialreporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting andthe preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
   
c) evaluated the effectiveness of the registrant’s disclosure controls and procedures and presentedin this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period coveredby this report based on such evaluation; and
   
d) disclosed in this report any change in the registrant’s internal control over financial reportingthat occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of anannual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control overfinancial reporting; and
   
5. The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
   
a) all significant deficiencies and material weaknesses in the design or operation of internal control overfinancial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize andreport financial information; and
   
b) any fraud, whether or not material, that involves management or other employees who have a significantrole in the registrant’s internal controls over financial reporting.

 

Date: November 19, 2025By:/s/ Charles M. Piluso
  Charles M. Piluso
  Chief Executive Officer
  (Principal Executive Officer)

 

 

 

 

Exhibit 31.2

 

CERTIFICATION OF PRINCIPAL ACCOUNTING OFFICER

PURSUANT TO SECTION 302 OF THE

SARBANES-OXLEY ACT OF 2002

 

I, Chris Panagiotakos, certifythat:

 

1. I have reviewed this quarterly report on Form 10-Q of Data Storage Corporation;
   
2. Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
   
3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
   
4. The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
   
a) designed such disclosure controls and procedures, or caused such disclosure controls and procedures tobe designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries,is made known to us by others within those entities, particularly for the period during which this report is being prepared;
   
b) designed such internal control over financial reporting, or caused such internal control over financialreporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting andthe preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
   
c) evaluated the effectiveness of the registrant’s disclosure controls and procedures and presentedin this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period coveredby this report based on such evaluation; and
   
d) disclosed in this report any change in the registrant’s internal control over financial reportingthat occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of anannual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control overfinancial reporting; and
   
5. The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of registrant’s board of directors (or persons performing the equivalent functions):
   
a) all significant deficiencies and material weaknesses in the design or operation of internal control overfinancial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize andreport financial information; and
   
b) any fraud, whether or not material, that involves management or other employees who have a significantrole in the registrant’s internal control over financial reporting.

 

Date: November 19, 2025

By: /s/ Chris H. Panagiotakos
    Chris H. Panagiotakos
    Chief Financial Officer
    (Principal Financial and Accounting Officer)

 

 

 

 

EXHIBIT 32.1

 

CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT TO SECTION 906 OF

THE SARBANES-OXLEY ACT OF 2002

 

In connection with this Quarterly Report of Data StorageCorporation (the “Company”), on Form 10-Q for the period ended September 30, 2025, as filed with the U.S. Securities and ExchangeCommission on the date hereof, I, Charles M. Piluso, Chief Executive Officer of the Company, certify to the best of my knowledge, pursuantto 18 U.S.C. Sec. 1350, as adopted pursuant to Sec. 906 of the Sarbanes-Oxley Act of 2002, that:

 

(1) Such Quarterly Report on Form 10-Q for the period ended September 30, 2025, fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
   
(2) The information contained in such Quarterly Report on Form 10-Q for the period ended September 30, 2025, fairly presents, in all material respects, the financial condition and results of operations of the Company.

 

Date: November 19, 2025

By: /s/ Charles M. Piluso
    Charles M. Piluso
    Chief Executive Officer
    (Principal Executive Officer)

 

 

 

 

 

 

 

EXHIBIT 32.2

 

CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT TO SECTION 906 OF

THE SARBANES-OXLEY ACT OF 2002

 

In connection with this Quarterly Report of Data StorageCorporation (the “Company”), on Form 10-Q for the period ended September 30, 2025, as filed with the U.S. Securities and ExchangeCommission on the date hereof, I, Chris Panagiotakos, Chief Financial Officer of the Company, certify to the best of my knowledge, pursuantto 18 U.S.C. Sec. 1350, as adopted pursuant to Sec. 906 of the Sarbanes-Oxley Act of 2002, that:

 

(1) Such Quarterly Report on Form 10-Q for the period ended September 30, 2025, fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
   
(2) The information contained in such Quarterly Report on Form 10-Q for the period ended September 30, 2025, fairly presents, in all material respects, the financial condition and results of operations of the Company.

 

Date: November 19, 2025

By: /s/ Chris H. Panagiotakos
    Chris H. Panagiotakos
    Chief Financial Officer
    (Principal Financial and Accounting Officer)